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Carrington Financial Planning, LLC
Carrington Financial Planning, LLC is a SEC-registered RIA offering personalized financial planning and wealth management services to individuals and...
Carrington Financial Planning, LLC
Carrington Financial Planning, LLC is a registered investment advisor (RIA) — a classification that requires SEC or state registration to manage client assets. The firm specializes in financial planning, which typically includes retirement planning, estate planning, tax optimization, and investment management for individuals. No founding year, AUM, or geographic concentration is publicly available. The firm's service model centers on customized financial plans rather than proprietary fund products. As an RIA, Carrington Financial Planning, LLC operates under a fiduciary standard, legally obligated to act in clients' best interests. The firm likely charges fees as a percentage of assets under management or flat planning fees, though specific pricing is not disclosed. Without a website, LinkedIn profile, or public filings beyond basic SEC registration, Carrington Financial Planning, LLC's team size, specific investment philosophy, and client profile remain opaque. The firm has no known philanthropic vehicles, operating businesses, or affiliated entities in public records. The firm's structural differentiator is its RIA registration — a regulatory choice that imposes fiduciary duties but also allows flexibility in custody, billing, and investment selection. Unlike broker-dealers or asset managers, Carrington Financial Planning, LLC must document all conflicts of interest annually. This regulatory posture shapes the firm's credibility but also limits visibility, as most RIAs are not required to publicize their holdings or strategies beyond Form ADV filings.
General information
Firm type
RIA
Year founded
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AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
Is Carrington Financial Planning, LLC a registered investment advisor?
Yes. Carrington Financial Planning, LLC is registered as an investment advisor under the Investment Advisers Act of 1940. This registration requires the firm to adhere to fiduciary standards and file periodic disclosures with the Securities and Exchange Commission (SEC). Specific details of the firm’s registration can be verified via the SEC’s Investment Adviser Public Disclosure (IAPD) database.
What types of services does Carrington Financial Planning, LLC offer?
The firm provides financial planning services, which typically encompass retirement planning, investment management, tax strategy, estate planning, and risk management. As an RIA, these services are delivered under a fiduciary framework. The firm does not disclose separate divisions for corporate or institutional advising; its focus appears to be individual clients.
How does Carrington Financial Planning, LLC charge for its services?
Standard RIA fee structures include either a percentage of assets under management (AUM) or a flat quarterly/annual planning fee. Without published fee schedules from the firm, it is not possible to specify Carrington Financial Planning, LLC’s exact billing model. Clients would need to request Form ADV Part 2 for full fee disclosure.
Does Carrington Financial Planning, LLC manage institutional capital or only individual wealth?
Based on public records, Carrington Financial Planning, LLC operates as an RIA serving individuals and families. There is no indication of institutional client mandates such as pension funds, endowments, or foundations. The firm’s stated focus on financial planning aligns with a retail clientele rather than institutional investment management.
Where can I verify Carrington Financial Planning, LLC’s registration and disciplinary history?
The SEC’s Investment Adviser Public Disclosure (IAPD) website at advisorinfo.sec.gov allows the public to search for any registered RIA by name. This database includes the firm’s Form ADV filing, which details advisors, fees, custody arrangements, and any disciplinary actions. As of the latest data, no public disciplinary events are associated with Carrington Financial Planning, LLC.
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