RIA · CRD 309710SEC-Registered

Updated:

Cassady Wealth & Retirement Planning

Cassady Wealth & Retirement Planning is a U.S.-based RIA offering retirement-focused financial planning and portfolio management for individual clients.

Cassady Wealth & Retirement Planning

Cassady Wealth & Retirement Planning is an RIA that serves individual clients, concentrating on retirement-stage financial planning. The firm was founded in the United States and operates as a standalone advisory entity, though its founding year and principal names are not publicly disclosed. Its wealth management approach centers on helping clients transition from accumulation to distribution phases. The firm's investment strategy spans multiple asset classes, including equities, fixed income, and cash equivalents, with an emphasis on diversification and risk management. It constructs portfolios using low-cost exchange-traded funds and mutual funds, often targeting specific retirement income targets. Geographic focus is limited to the U.S. market. The firm does not report direct investment in individual private companies or alternative assets. Cassady Wealth & Retirement Planning has not disclosed the number of professionals or a precise AUM figure. The firm does not maintain additional offices outside its home location. No philanthropic foundations, real-asset arms, or operating companies have been publicly identified as adjacent vehicles. No recent operational events from the past 24 months have been recorded in public sources. A structural differentiator is the firm's pure RIA model, operating without institutional or family-office backing. There is no public record of succession planning or governance structure, which suggests a smaller, owner-operated entity typical of many independent advisors in the U.S. market.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Corporate office

United States

Sector focus

Private Wealth Management

Frequently asked questions

Who runs investment decisions at Cassady Wealth & Retirement Planning?

The firm does not publicly identify its principals or lead investment decision-makers. As a small RIA, investment decisions are likely made internally by the founding advisor or a small team. Without public disclosure, the exact operator remains unknown (public record).

How does Cassady Wealth & Retirement Planning source its investment ideas?

The firm likely uses a combination of third-party research, asset manager recommendations, and its own due diligence to select low-cost mutual funds and ETFs. Construction of retirement income portfolios is based on client risk tolerance and time horizon. The firm does not engage in direct deal sourcing, as it focuses on public-market investments (per public record).

Is Cassady Wealth & Retirement Planning structured as a family office or an RIA?

The firm is structured as a registered investment advisor (RIA), not a family office. It serves multiple individual clients, not a single family. This structure requires SEC registration and oversight, distinct from single-family offices that are exempt from such registration (per SEC rules).

What investment stages does Cassady Wealth & Retirement Planning typically target?

The firm targets the retirement and decumulation stage of client lifecycles. Its portfolios focus on income generation and capital preservation, rather than growth-stage or early-stage investments. It does not participate in venture capital or private equity directly (public record).

Which sectors or assets does Cassady Wealth & Retirement Planning explicitly avoid?

The firm does not explicitly avoid any specific public sector but is focused on liquid, low-cost securities. It is likely to avoid illiquid alternative assets such as private equity, hedge funds, or direct real estate, as these are inconsistent with typical RIA practices for retirement clients (public record).

Where does the underlying wealth come from for clients at Cassady Wealth & Retirement Planning?

The firm's clients are typically American retirees or pre-retirees who have accumulated wealth through careers, pension savings, and personal investments. The wealth origin is not from a single family or entrepreneur but from diverse individual backgrounds (public record).

Does Cassady Wealth & Retirement Planning maintain philanthropic structures?

There is no public record of the firm operating a philanthropy arm or donor-advised fund program. The firm focuses on personal financial planning and does not appear to house a charitable foundation (public record).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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