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Castle Financial & Retirement Planning Associates
Castle Financial & Retirement Planning Associates is an independent, fee-based SEC-registered investment advisory firm led by Al Procaccino II.
Castle Financial & Retirement Planning Associates
Castle Financial & Retirement Planning Associates is an independent, fee-based SEC-registered investment advisory firm led by Al Procaccino II. The firm provides personalized financial guidance and planning for individuals during their working years and into retirement. The firm's core services include financial and retirement planning, investment management, and family wealth preservation. It structures portfolios using leading money managers selected through a screening process. In addition to retirement income planning, it offers family legacy and wealth transfer counseling. The firm operates with offices in Fair Haven, New Jersey; New York City; and Naples, Florida. Al Procaccino II holds designations including Certified Financial Fiduciary, Certified Financial Planner, Certified Fund Specialist, and Certified Digital Asset Advisor. He previously served as Co-Manager of a 5-Star Morningstar Rated Fund. In December 2024, Procaccino received the 2025 Five Star Wealth Manager award, a third-party recognition he has marketed after paying a fee for marketing materials (per the firm). The firm's team size and total assets under management are not publicly disclosed. Castle Financial positions itself as a fiduciary — a legal obligation that the firm emphasizes in its marketing. Beyond that disclosure, the firm operates as a traditional, multi-office RIA without a publicly distinct structural differentiator such as a dedicated fund vehicle or co-investment platform.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Fair Haven
Corporate office
740 River Road, Suite 208 & 209, Fair Haven, NJ 07704, United States
Additional offices
445 Park Avenue, 9th Floor, New York, NY 10022 · 4851 Tamiami Trail North, Suite 200, Naples, FL 34103
Principals
Al Procaccino II
Leads the professional team
Sector focus
Frequently asked questions
Who runs investment decisions at Castle Financial & Retirement Planning Associates?
Al Procaccino II leads the professional team at Castle Financial. He holds multiple designations including Certified Financial Fiduciary, Certified Financial Planner, Certified Fund Specialist, and Certified Digital Asset Advisor (per the firm website).
Is Castle Financial a fiduciary?
Yes. The firm states it is a fee-based independent SEC Registered Investment Advisory firm and emphasizes its fiduciary duty, putting client interests first (per the firm website).
What services does Castle Financial offer?
The firm provides financial and retirement planning, investment management using leading money managers, and family wealth preservation including legacy planning and wealth transfer counseling (per the firm website).
Where are Castle Financial's offices located?
The firm has offices in Fair Haven, New Jersey (headquarters at 740 River Road); New York City (445 Park Avenue, 9th Floor); and Naples, Florida (4851 Tamiami Trail North, Suite 200) (per the firm website).
Does Castle Financial disclose its assets under management?
No. Castle Financial does not publicly disclose its total assets under management, and the figure is not available from any verifiable public source.
What is Al Procaccino II's background?
Al Procaccino II previously served as Co-Manager of a 5-Star Morningstar Rated Fund (per the firm website). He now leads Castle Financial and holds multiple financial designations.
How does Castle Financial source its investment managers?
The firm states it structures portfolios with leading money managers selected through a rigorous screening process (per the firm website). Further details on criteria or specific managers are not publicly disclosed.
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