RIA · CRD 141583SEC-Registered

Updated:

CATHY A. WAGNER, CFP, RIA

Cathy A. Wagner, CFP, RIA is a registered investment advisor serving individual clients through financial planning and wealth management under fiduciary...

CATHY A. WAGNER, CFP, RIA

CATHY A. WAGNER, CFP, RIA is an SEC-registered investment adviser in PALM HARBOR, FL. The firm employs 5 staff members and 2 investment advisers. It is registered with the SEC.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Principals

Cathy A. Wagner

Founder and Financial Advisor

Sector focus

Wealth ManagementFinancial Planning

Frequently asked questions

Who runs investment decisions at Cathy A. Wagner, CFP, RIA?

Cathy A. Wagner is the founder and likely the primary financial advisor and investment decision-maker. As a CFP and RIA, she holds fiduciary responsibility for client portfolios.

What services does Cathy A. Wagner, CFP, RIA offer?

The firm provides financial planning, investment management, and retirement planning services. As an RIA, it offers fiduciary advice on asset allocation, tax strategies, and goal-based wealth planning.

What is the AUM of Cathy A. Wagner, CFP, RIA?

AUM is not publicly disclosed. The firm is not required to publish AUM, and no reliable estimate is available.

Does Cathy A. Wagner, CFP, RIA accept external clients?

As an RIA, the firm likely serves individual clients who meet minimum asset thresholds, though specific minimums are not publicly disclosed.

Where is Cathy A. Wagner, CFP, RIA located?

Office location is not publicly available. The firm may operate from a single office in the United States.

Is Cathy A. Wagner, CFP, RIA a single-family office?

No. The firm is structured as a registered investment advisor serving multiple clients, not a single-family office.

What is the wealth origin of the clients served?

Wealth origin for clients is not disclosed. The firm likely serves professionals, retirees, and high-net-worth individuals with assets accumulated through careers or inheritance.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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