Bank / Wealth / TrustRIA · CRD 108033SEC-Registered

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Clifford Swan Investment Counselors

Clifford Swan Investment Counselors was established in 1915 and functions as a registered investment adviser. It supplies advisory services to individuals,...

Clifford Swan Investment Counselors logo

Clifford Swan Investment Counselors

Clifford Swan Investment Counselors was established in 1915 and functions as a registered investment adviser. It supplies advisory services to individuals, high-net-worth individuals, and institutions. The firm executes through direct portfolio management, financial planning, and tax planning. No specific asset-class allocations, named holdings, or co-investors appear in available records. Operations remain centered in the United States. Team size, additional offices, and adjacent vehicles are not disclosed. No operational events from the last 24 months are recorded. The firm maintains a conventional RIA structure with no public indication of family-office hybridization or external fund commitments.

General information

Firm type

Wealth Manager

Year founded

1915

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Pasadena

Corporate office

Pasadena, United States

Sector focus

Wealth Management

Frequently asked questions

Who runs investment decisions at Clifford Swan Investment Counselors?

No named principals or CIO appear in public records.

Does Clifford Swan Investment Counselors participate in fund commitments or only direct deals?

Available information shows only direct advisory mandates; no fund commitments are disclosed.

What investment stages does Clifford Swan Investment Counselors typically target?

The firm focuses on portfolio management for existing clients rather than stage-specific venture or private equity deployment.

Where does the underlying wealth come from?

Wealth origin is not publicly attributed to any specific family or operating business.

How is Clifford Swan Investment Counselors structured relative to a family office?

It operates as a registered investment adviser serving multiple client types rather than a single-family office.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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