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CWM Financial Group
CWM Financial Group, Inc. is an SEC-registered investment adviser in Rockville, MD. The firm manages approximately $95 million in regulatory assets.
CWM Financial Group
CWM Financial Group, Inc. is an SEC-registered investment adviser in Rockville, MD. The firm manages approximately $95 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
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Country
—
City
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Corporate office
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Frequently asked questions
Who runs investment decisions at CWM Financial Group?
No named principal, CEO, or CIO has been publicly identified through the firm's website or in media coverage. The firm's regulatory filings likely list an executive, but those records are not widely available in public sources (public record).
What services does CWM Financial Group offer?
As a registered investment advisor, it provides financial planning and investment management to individuals and institutions. The specific product mix—such as separately managed accounts, mutual funds, or alternative investments—is not publicly detailed (public record).
How is CWM Financial Group structured?
It is a corporation (Inc.) registered as an RIA with the SEC or state authority. Whether it operates as a pure advisory firm or has tied partnerships is unknown due to limited disclosure.
Does CWM Financial Group accept external clients?
Likely yes, as an RIA, but the minimum asset threshold and client type eligibility have not been publicly stated.
What is the regulatory oversight for CWM Financial Group?
As an RIA, CWM Financial Group is regulated by either the SEC or state securities regulators, subject to fiduciary duty and regular filings (public record).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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