Asset ManagerRIA · CRD 306779SEC-Registered

Updated:

Defined Capital

Dustin Javier runs Defined Capital, a fiduciary financial planning practice for healthcare professionals and federal employees across the US and Canada.

Defined Capital

Defined is an SEC-registered investment adviser in Beaverton, OR, registered since 2020. The firm manages $254 million in assets, $253 million on a discretionary basis. It has 4 employees and 3 investment advisers.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

Canada

City

Beaverton

Corporate office

Vancouver, Canada

Additional offices

Brooklyn, NY, United States · Montreal, Canada

Principals

Dustin Javier

Independent CERTIFIED FINANCIAL PLANNER™

Sector focus

Financial Services

Frequently asked questions

What standard of care does Defined Capital operate under?

Defined Capital states that it operates as a fiduciary. In practice, this means the firm and its principal, Dustin Javier, are legally obligated to place client interests ahead of their own when making recommendations. The firm underscores this by noting on its site that advisors can be "personally liable" for bad advice, a risk not carried by brokers operating under a suitability standard. The firm's independence from banks and insurance companies is cited as further evidence of this commitment.

Does Defined Capital manage private-market investments or alternative assets?

No. The firm's public materials describe a practice focused entirely on personal financial planning, retirement income modeling, and inflation-preparedness strategies. There is no mention of direct private equity, venture capital, real estate funds, or hedge fund allocations. Its tools appear geared toward public-market securities, insurance products, and cash-flow planning for individuals on a fixed income.

Is Defined Capital a single-family office or multi-family office?

It is neither. Defined Capital is a financial planning practice founded by Dustin Javier. It does not serve a single family's balance sheet, nor does it market itself as a multi-family office aggregating families into shared investments. The firm's client niche — healthcare professionals and federal employees — points to a retail advisory model rather than a family-office structure.

Who makes investment decisions at Defined Capital?

Dustin Javier is the sole named professional on the firm's website. As an independent CFP® professional, he is the lead planner and decision-maker for client portfolios. The firm does not list any investment committee, external CIO, or outsourced investment provider, which is common for solo-advisor practices but means all decisions likely trace to him.

How is Defined Capital compensated?

The firm's website does not explicitly disclose a fee schedule. However, its emphasis on fiduciary duty and independence, and its criticism of bank-domiciled advisors who sell proprietary products, implies a fee-only or fee-based model. No language on the site promotes fund trailers, commissions, or sales loads, but the absence of a public Form ADV or equivalent filing makes its exact compensation structure unverifiable.

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