RIA · CRD 317397SEC-Registered

Updated:

Dougherty Financial Planning, LLC

Dougherty Financial Planning, LLC is a US-based RIA with no publicly disclosed principals, AUM, or investment strategy. Minimal public profile.

Dougherty Financial Planning, LLC

Dougherty Financial Planning, LLC is an SEC-registered investment adviser in Tallahassee, FL. The firm manages approximately $2 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

What services does Dougherty Financial Planning, LLC offer?

As a registered investment advisor, Dougherty Financial Planning, LLC likely offers financial planning, portfolio management, and retirement planning services. No specific service list is publicly available.

Who owns Dougherty Financial Planning, LLC?

Ownership structure is not publicly disclosed. The firm is registered as a limited liability company, but named ownership details are not available in public records.

What is the minimum investment for clients?

No minimum investment requirement is publicly stated. Potential clients would need to contact the firm directly for account minimums.

Is Dougherty Financial Planning, LLC a fiduciary?

As an RIA, Dougherty Financial Planning, LLC is legally required to act as a fiduciary under the Investment Advisers Act of 1940, placing client interests ahead of its own.

Does Dougherty Financial Planning, LLC have a website?

No active website was located in public records. Contact information may be available through state securities regulator filings.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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