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Ellerbrock-Norris Wealth Strategies
Ellerbrock-Norris Wealth Strategies launched in Omaha, Nebraska, in 2007 under co-founders Todd Ellerbrock and Matt Norris. The firm operates as a registered...
Ellerbrock-Norris Wealth Strategies
Ellerbrock-Norris Wealth Strategies launched in Omaha, Nebraska, in 2007 under co-founders Todd Ellerbrock and Matt Norris. The firm operates as a registered investment advisor focused on private wealth and retirement-plan consulting. Its client base is concentrated among individuals, high-net-worth families, and retirement-plan sponsors in the Great Plains and Midwest regions. The firm's strategy centers on traditional multi-asset-class portfolio construction for long-term wealth accumulation and preservation. Allocations span US and international equities, taxable and municipal fixed income, and retirement-plan fiduciary services — rather than direct private-company investing, venture capital, or real asset acquisition. The advisory model emphasizes financial planning, asset allocation, and ongoing plan consulting for 401(k) and similar defined-contribution vehicles. Ellerbrock-Norris maintains a single office in Omaha. The firm has not publicly disclosed total assets under management or client count. Its regulatory filings as a registered investment advisor with the SEC provide the primary window into its structure — confirming the firm's posture as a fee-based advisory practice rather than a multi-family office or institutional asset manager. The firm does not operate adjacent vehicles such as philanthropic foundations, real-estate arms, or club-investment networks. Structurally, the firm's distinction is its market position as an independent RIA in a city dominated by insurance and wirehouse-wealth management — operating without proprietary product sales, which contrasts with the branch-office model common among the large financial institutions headquartered in Omaha's financial ecosystem.
General information
Firm type
Bank / Wealth / Trust
Year founded
2007
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Omaha
Corporate office
Omaha, NE, United States
Principals
Todd Ellerbrock
Founder and Wealth Advisor
Matt Norris
Wealth Advisor
Sector focus
Frequently asked questions
What services does Ellerbrock-Norris Wealth Strategies provide?
The firm offers investment management, retirement-plan consulting, and comprehensive financial planning primarily for individuals, high-net-worth families, and retirement-plan sponsors. Its service model includes portfolio design across equities and fixed income, 401(k) fiduciary support, and ongoing plan administration consulting. The firm does not market proprietary products, operating instead as a fee-based RIA.
Who runs day-to-day investment decisions at Ellerbrock-Norris Wealth Strategies?
Co-founders Todd Ellerbrock and Matt Norris serve as the firm's named wealth advisors and are responsible for investment strategy and client-portfolio management. No additional named investment committee members or portfolio managers have been publicly disclosed. The firm's small-team structure suggests both principals are deeply involved in constructing and monitoring client portfolios.
Is Ellerbrock-Norris Wealth Strategies structured as a single-family office?
No. Ellerbrock-Norris is a registered investment advisor serving multiple individual and institutional clients. It does not operate as a single-family office managing the wealth of one family, nor has it disclosed any multi-family office structure. The firm's regulatory filings and public posture position it as an independent wealth-management practice.
Does Ellerbrock-Norris make direct private-company investments or participate in venture capital?
Ellerbrock-Norris has not publicly disclosed any direct private-company, venture-capital, or private-equity investments. The firm's strategy centers on public-market securities, fixed-income instruments, and retirement-plan advisory work. Its regulatory profile does not indicate a venture-capital or direct-investment mandate.
What geographic region does Ellerbrock-Norris serve?
The firm is based in Omaha, Nebraska, and serves clients concentrated in the Great Plains and broader Midwest. Its single-office location in Omaha suggests a predominantly regional client base rather than a national multi-city footprint. No satellite offices or out-of-state advisory locations have been publicly disclosed.
How is Ellerbrock-Norris compensated?
As a registered investment advisor, the firm operates on a fee-based model, charging clients directly for advisory services rather than relying on commissions from proprietary product sales. Its SEC filings confirm this structure, which distinguishes it from commission-driven brokerage models common among insurance-owned wealth practices. Specific fee schedules are not publicly posted.
Does Ellerbrock-Norris manage philanthropic or foundation assets?
The firm has not publicly disclosed a dedicated philanthropic-services arm or foundation-management practice. Its public focus is on individual and retirement-plan wealth management. No separate philanthropic entity, donor-advised fund program, or grant-making vehicle has been identified in the firm's public communications or filings.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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