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Ellis Financial Solutions
Ellis Financial Solutions LLC is a state-registered investment adviser in Longmont, CO. It has one employee and one investment adviser. The firm is based in...
Overview
Ellis Financial Solutions LLC is a state-registered investment adviser in Longmont, CO. It has one employee and one investment adviser. The firm is based in Colorado.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
City
Longmont
Corporate office
Little Rock, AR, United States
Principals
Jay Ellis
Founder and CEO
Sector focus
Frequently asked questions
Who runs investment decisions at Ellis Financial Solutions?
Jay Ellis, the firm's founder and CEO, functions as the primary investment adviser and decision-maker. The firm operates as a solo-advisor practice, meaning portfolio construction, manager selection, and client asset allocation all route through Ellis. There is no separate investment committee.
What investment vehicles does Ellis Financial Solutions use?
The firm builds portfolios primarily from mutual funds and exchange-traded funds, combined with fixed-income holdings like individual bonds or bond funds. It does not pursue direct private company investments, venture capital, or hedge fund placements. Client portfolios stay within publicly traded, liquid securities.
Is Ellis Financial Solutions a fiduciary?
As a registered investment advisor, the firm operates under a fiduciary standard, meaning it is legally obligated to place client interests ahead of its own. It is a fee-based practice, not a broker-dealer, which removes commission-driven conflicts from the advisory relationship.
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