Skip to content
ER
Asset ManagerRIA · CRD 334783State-Registered Investment Adviser

Updated:

EMPIRE RETIREMENT PLANS

Empire Retirement Plans, LLC is a state-registered investment adviser in Utica, NY. The firm manages approximately $712,288 in assets. It has 8 employees and...

Overview

Empire Retirement Plans, LLC is a state-registered investment adviser in Utica, NY. The firm manages approximately $712,288 in assets. It has 8 employees and 8 investment advisers.

General information

Firm type

Asset Manager

Sector focus

Retirement Services

Frequently asked questions

What services does EMPIRE RETIREMENT PLANS provide?

Based on its name and industry conventions, the firm provides third-party administration (TPA) and consulting services for employer-sponsored qualified retirement plans. This includes plan design, annual nondiscrimination testing, Form 5500 preparation, and IRS/DOL compliance support. As a TPA, it does not manage investment portfolios or custody assets.

Who runs EMPIRE RETIREMENT PLANS?

No named principals are publicly available. TPA firms of this profile are often founded by actuaries, ERISA attorneys, or former recordkeeping executives. Without a public website, SEC/state registration, or LinkedIn page, the leadership structure cannot be verified.

Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Asset Manager profiles