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EMPIRE RETIREMENT PLANS

Empire Retirement Plans, LLC is a state-registered investment adviser in Utica, NY. The firm manages approximately $712,288 in assets. It has 8 employees and 8...

EMPIRE RETIREMENT PLANS

Empire Retirement Plans, LLC is a state-registered investment adviser in Utica, NY. The firm manages approximately $712,288 in assets. It has 8 employees and 8 investment advisers.

General information

Firm type

Asset Manager

Sector focus

Retirement Services

Frequently asked questions

What services does EMPIRE RETIREMENT PLANS provide?

Based on its name and industry conventions, the firm provides third-party administration (TPA) and consulting services for employer-sponsored qualified retirement plans. This includes plan design, annual nondiscrimination testing, Form 5500 preparation, and IRS/DOL compliance support. As a TPA, it does not manage investment portfolios or custody assets.

Who runs EMPIRE RETIREMENT PLANS?

No named principals are publicly available. TPA firms of this profile are often founded by actuaries, ERISA attorneys, or former recordkeeping executives. Without a public website, SEC/state registration, or LinkedIn page, the leadership structure cannot be verified.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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