RIA · CRD 121338SEC-Registered

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Financial Planning Analysts

Financial Planning Analysts, LLC is an SEC-registered investment advisor. The firm's AUM, leadership, and investment strategy are not publicly disclosed.

Financial Planning Analysts

FINANCIAL PLANNING ANALYSTS, LLC is an SEC-registered investment adviser in MELVILLE, NY. The firm manages approximately $26 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

What services does Financial Planning Analysts provide?

The firm operates as an RIA, likely offering investment management and financial planning services to individual clients. Specific service offerings are not detailed in public records.

Is Financial Planning Analysts a fiduciary?

As an SEC-registered investment advisor, Financial Planning Analysts is bound by the Investment Advisers Act of 1940 to act as a fiduciary. This means it must put client interests ahead of its own.

How is Financial Planning Analysts regulated?

The firm is registered with the U.S. Securities and Exchange Commission (SEC) as an RIA. Public disclosures include its Form ADV filing, which is available through the SEC's Investment Adviser Public Disclosure database.

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