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Financial Planning Professionals
FINANCIAL PLANNING PROFESSIONALS, INC. is an SEC-registered investment adviser in STUART, FL. The firm manages approximately $36 million in regulatory assets.
Overview
FINANCIAL PLANNING PROFESSIONALS, INC. is an SEC-registered investment adviser in STUART, FL. The firm manages approximately $36 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Sector focus
Frequently asked questions
Is Financial Planning Professionals held to a fiduciary standard?
As a registered investment advisor (RIA), the firm is regulated under the Investment Advisers Act of 1940 and owes a fiduciary duty to its clients. This means the firm must act in clients' best interests, disclose conflicts of interest, and seek best execution on trades. The fiduciary obligation is a structural feature of the independent RIA model and distinguishes it from broker-dealers operating under the less stringent Regulation Best Interest standard.
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