RIA · CRD 105422SEC-Registered

Updated:

Financial Services of Northeast Wisconsin, Inc.

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC. is an SEC-registered investment adviser in HORTONVILLE, WI. The firm manages approximately $96 million in...

Financial Services of Northeast Wisconsin, Inc.

FINANCIAL SERVICES OF NORTHEAST WISCONSIN, INC. is an SEC-registered investment adviser in HORTONVILLE, WI. The firm manages approximately $96 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Location

Region

North America

Country

United States

City

Hortonville

Corporate office

Green Bay, WI, United States

Sector focus

Wealth ManagementFinancial PlanningRetirement Planning

Frequently asked questions

Who runs investment decisions at Financial Services of Northeast Wisconsin, Inc.?

The firm's current leadership is not publicly disclosed. As a private RIA, principal names may appear in state or SEC filings, but no named operators are listed on the firm's public record.

How does Financial Services of Northeast Wisconsin, Inc. charge clients?

The firm operates as a fee-only RIA, meaning it charges clients based on a percentage of assets under management or a flat planning fee. It does not receive commissions from product sales, which reduces potential conflicts of interest.

Does Financial Services of Northeast Wisconsin, Inc. offer only wealth management?

The firm provides financial planning, retirement planning, investment management, and estate planning. It serves both individuals and institutions, with a focus on Northeast Wisconsin clients.

What is the firm's investment philosophy?

As a fee-only fiduciary, the firm is required to act in clients' best interests. Its investment approach likely involves diversified portfolios using low-cost funds, but specific strategy details are not publicly documented.

Is Financial Services of Northeast Wisconsin, Inc. related to any larger financial institution?

The firm appears to be an independent corporation based in Green Bay, Wisconsin. There is no public evidence of affiliation with a national bank, broker-dealer, or larger financial group.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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