Updated:
Financial Services of Northeast Wisconsin, Inc.
Financial Services of Northeast Wisconsin, Inc. is a registered investment advisor headquartered in Green Bay, Wisconsin.
Financial Services of Northeast Wisconsin, Inc.
Financial Services of Northeast Wisconsin, Inc. is a registered investment advisor headquartered in Green Bay, Wisconsin. The firm's founding details are not publicly disclosed, and it operates as a private corporation under Wisconsin business filings. Its primary business is financial planning and wealth management for individuals and institutions, with a regional focus on Northeast Wisconsin. The firm's investment approach centers on fee-only advisory, meaning compensation comes from client fees rather than commissions or product sales. Services include portfolio management, retirement income planning, tax strategy coordination, and estate planning. The firm likely works with a mix of individual investors, small business retirement plans, and local institutions, though specific portfolio companies or holdings are not publicly named. No publicly available data details the firm's team size, total assets under management, or additional offices. The sole known location is Green Bay. There are no disclosed adjacent vehicles, philanthropic foundations, or operating businesses. Recent operational events are not on the public record. Financial Services of Northeast Wisconsin, Inc. differentiates itself structurally as a fee-only fiduciary, a less common model among small regional RIAs in the early 2000s. This structure aligns the firm's incentives with client outcomes, avoiding conflicts of interest from product sales. Its narrow geography and lack of national presence suggest a tightly focused local practice.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Green Bay
Corporate office
Green Bay, WI, United States
Sector focus
Frequently asked questions
Who runs investment decisions at Financial Services of Northeast Wisconsin, Inc.?
The firm's current leadership is not publicly disclosed. As a private RIA, principal names may appear in state or SEC filings, but no named operators are listed on the firm's public record.
How does Financial Services of Northeast Wisconsin, Inc. charge clients?
The firm operates as a fee-only RIA, meaning it charges clients based on a percentage of assets under management or a flat planning fee. It does not receive commissions from product sales, which reduces potential conflicts of interest.
Does Financial Services of Northeast Wisconsin, Inc. offer only wealth management?
The firm provides financial planning, retirement planning, investment management, and estate planning. It serves both individuals and institutions, with a focus on Northeast Wisconsin clients.
What is the firm's investment philosophy?
As a fee-only fiduciary, the firm is required to act in clients' best interests. Its investment approach likely involves diversified portfolios using low-cost funds, but specific strategy details are not publicly documented.
Is Financial Services of Northeast Wisconsin, Inc. related to any larger financial institution?
The firm appears to be an independent corporation based in Green Bay, Wisconsin. There is no public evidence of affiliation with a national bank, broker-dealer, or larger financial group.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on family offices?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: