Bank / Wealth / TrustRIA · CRD 131442SEC-Registered

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Finley Financial

Finley Financial was founded in 1983 and is headquartered in Las Vegas, Nevada. The firm operates as a registered investment advisor providing discretionary...

Finley Financial logo

Finley Financial

Finley Financial was founded in 1983 and is headquartered in Las Vegas, Nevada. The firm operates as a registered investment advisor providing discretionary asset management, financial planning, and investment management services to individuals, corporations, and other business entities. Its four-decade track record places it among the longer-tenured independent RIAs in the region. The firm's stated advisory services span portfolio construction, ongoing investment monitoring, and broader financial planning. As a discretionary manager, Finley Financial makes allocation decisions on behalf of its clients, though the specific asset-class mix is not publicly documented. The firm's client base includes both individual high-net-worth households and corporate accounts, suggesting a dual focus on personal wealth management and institutional or business-level advisory mandates. Finley Financial has maintained a low public profile, with no disclosed AUM, named investment principals, or portfolio-level positions in the public record. The firm does not maintain a visible LinkedIn presence, and its website content was not available for review. No recent fund closings, personnel moves, or operational announcements have been identified in the last 24 months. As a Las Vegas-based RIA established in the early 1980s, the firm's structural differentiator is its longevity in a market more commonly associated with hospitality and gaming wealth. The lack of public disclosures suggests a client base built on local relationships and referrals rather than institutional marketing. Its succession and governance architecture remain opaque.

General information

Firm type

Bank / Wealth / Trust

Year founded

1983

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Las Vegas

Corporate office

Las Vegas, NV, United States

Frequently asked questions

What services does Finley Financial provide?

Finley Financial offers discretionary asset management, financial planning, and investment management services. The firm serves individuals, corporations, and other business entities as a registered investment advisor. Specific investment strategies or asset-class focuses are not publicly disclosed.

What is Finley Financial's regulatory status?

Finley Financial operates as a registered investment advisor (RIA) in the United States. As an RIA, the firm has a fiduciary duty to act in its clients' best interests when providing investment advice. The firm has been registered since its founding in 1983.

Does Finley Financial disclose its assets under management?

No. Finley Financial does not publicly disclose its assets under management. The firm has maintained a consistently low public profile across its four-decade history, and no AUM figure has appeared in regulatory filings, press coverage, or the firm's own limited public materials.

Who founded Finley Financial and who runs it today?

The founder and current leadership of Finley Financial are not publicly identified. The firm has not disclosed named principals through its website, regulatory filings, or public communications. This opacity is consistent with its position as a low-profile, relationship-driven RIA serving a local client base.

How does Finley Financial source its clients?

Given the firm's four-decade presence in Las Vegas and the complete absence of a public marketing footprint, Finley Financial's client base likely grows through local referrals and long-standing community relationships. The firm does not maintain a LinkedIn presence or publish thought leadership, suggesting a model built on personal networks rather than institutional outreach.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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