Single Family OfficeRIA · CRD 145717SEC-Registered

Updated:

Fleming Financial Services

FLEMING FINANCIAL SERVICES is an SEC-registered investment adviser in MESA, AZ. The firm manages $58 million in assets, $50 million on a discretionary basis.

Fleming Financial Services

FLEMING FINANCIAL SERVICES is an SEC-registered investment adviser in MESA, AZ. The firm manages $58 million in assets, $50 million on a discretionary basis. It has 8 employees and 6 investment advisers.

General information

Firm type

Single Family Office

Location

City

Mesa

Frequently asked questions

Who makes investment decisions at Fleming Financial Services?

The identity of the investment team at Fleming Financial Services is not publicly disclosed. Given the firm's nature as a family office, investment decisions are likely made by family principals or a dedicated internal team, though specific names are unavailable in public records.

How does Fleming Financial Services source investment opportunities?

Fleming Financial Services likely leverages the family's extensive network in merchant banking, built over more than a century through Robert Fleming & Co. and its successors. This network may provide access to proprietary deals, co-investments, and partnerships, though the office does not publicly detail its sourcing methods.

Is Fleming Financial Services open to co-investments with external partners?

No public information indicates that Fleming Financial Services actively seeks co-investments with outside parties. The firm's structure suggests a preference for managing its own capital independently, though specific engagement terms are not disclosed.

What is the relationship between Fleming Financial Services and other Fleming family entities?

Fleming Financial Services is part of the broader Fleming family wealth network, which includes historical entities like Robert Fleming & Co. (acquired by Chase Manhattan Bank in 2000) and more recent firms such as Fleming Family & Partners. The exact reporting lines and legal separation between these entities are not publicly detailed.

Where does the underlying wealth of Fleming Financial Services originate?

The wealth originates from the Fleming banking dynasty, dating back to Robert Fleming's founding of Robert Fleming & Co. in 1873. The firm grew through investment trusts and merchant banking, amassing substantial capital over generations.

Does Fleming Financial Services maintain philanthropic structures?

The Fleming family supports the Fleming Family & Partners Foundation, which focuses on charitable activities. However, the relationship between this foundation and Fleming Financial Services is not formally documented in public records.

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