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Foundation Financial Inc.
FOUNDATION FINANCIAL INC. is an SEC-registered investment adviser in GREEN'S FARMS, CT. The firm manages approximately $18 million in regulatory assets.
Foundation Financial Inc.
FOUNDATION FINANCIAL INC. is an SEC-registered investment adviser in GREEN'S FARMS, CT. The firm manages approximately $18 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
RIA
Frequently asked questions
Who runs investment decisions at Foundation Financial Inc.?
No named principals or investment committee members are listed in public records. The firm's registration as an RIA typically requires a chief compliance officer, but that person's identity has not been disclosed.
Is Foundation Financial Inc. structured as a family office or a traditional RIA?
Public records classify it as a registered investment advisor. The absence of disclosed family wealth origins or specific family principals makes it indistinguishable from a standard RIA under current available information.
What investment stages or asset classes does Foundation Financial Inc. target?
No asset-class preferences or stage targets have been published. Without a website or marketing materials, the firm's investment scope cannot be determined.
How does Foundation Financial Inc. source deals or clients?
The firm's client-sourcing method is unknown. As an RIA, it may use referrals or direct outreach, but no public documentation confirms either approach.
Does Foundation Financial Inc. maintain any philanthropic or family-office adjacent structures?
No philanthropic foundations, real-asset arms, or affiliated operating companies appear in public records. The firm appears to operate solely as a registered advisory entity.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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