Single Family OfficeRIA · CRD 288268SEC-Registered

Updated:

Gatens Financial

Gatens Financial, the Boston-based single-family office founded by former Fidelity Vice Chairman Joseph P.

Gatens Financial

GATENS FINANCIAL, LLC is an SEC-registered investment adviser with $41 million in regulatory assets under management. The firm manages $39 million on a discretionary basis. It has 2 employees and 2 investment advisers.

General information

Firm type

Single Family Office

Year founded

1987

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Boston

Corporate office

Boston, MA, United States

Principals

Joseph P. Gatens

Founder

Sector focus

Real EstatePrivate EquityVenture CapitalHedge Funds

Frequently asked questions

Who runs investment decisions at Gatens Financial?

Joseph P. Gatens, the founder and former Vice Chairman of Fidelity Investments, oversees investment decisions at the firm. The office operates with a small team, though specific personnel are not publicly named.

How does Gatens Financial source proprietary deal flow?

Gatens Financial sources deals through Joseph Gatens' network from his time at Fidelity and through longstanding relationships with private equity and venture capital funds. The firm also directly invests in real estate.

Is Gatens Financial structured as a single family office or does it operate more like a venture firm?

Gatens Financial is a single-family office, not a venture firm or multi-family office. It manages the wealth of the Gatens family and does not solicit external capital.

What investment stages does Gatens Financial typically target?

The firm is flexible across stages but tends toward long-term holdings. It has exposure to venture capital funds, private equity, public equities, and real estate.

Where does the underlying wealth come from?

The wealth originates from Joseph P. Gatens' career at Fidelity Investments, where he served as Vice Chairman, one of the highest-ranking executives, over several decades.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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