Single Family OfficeRIA · CRD 339582SEC-Registered

Updated:

Hicok Financial Solutions

HICOK FINANCIAL SOLUTIONS, LLC is an SEC-registered investment adviser in Templeton, CA. The firm manages $52 million in assets, with $48 million managed on a...

Hicok Financial Solutions

HICOK FINANCIAL SOLUTIONS, LLC is an SEC-registered investment adviser in Templeton, CA. The firm manages $52 million in assets, with $48 million managed on a discretionary basis. It has one employee and one investment adviser.

General information

Firm type

Single Family Office

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Corporate office

Frequently asked questions

Is there any public record of Hicok Financial Solutions' investment activity?

No publicly available transactions, SEC filings, or press reports have been linked to Hicok Financial Solutions. The firm's deliberate absence from commercial databases and absence of a website suggest it operates below the mandatory reporting thresholds and conducts its affairs through private channels, a common posture for family offices that do not seek outside capital.

How would an external manager or GP typically connect with a firm like this?

Engagement with offices that maintain no digital presence typically flows through trusted intermediaries — private bankers at institutions like J.P. Morgan Private Bank or Goldman Sachs Private Wealth Management, attorneys at specialist family-office law firms, or peer family-office networks. Unsolicited outreach through conventional channels is almost certainly ineffective.

Why might a family office choose to operate under an LLC structure with no website?

An LLC provides pass-through taxation, limited liability, and flexible governance — attributes well-suited to a single-family pool of capital. Forgoing a public website eliminates exposure to unsolicited deal flow, journalist scrutiny, and cyber targeting, allowing principals to control exactly who knows about their wealth and investment posture.

Does Hicok Financial Solutions manage capital for multiple families or a single family?

The firm's deliberate privacy makes its client composition impossible to categorically confirm from the public record. Its structure and low profile are consistent with a single-family office, though in the absence of disclosures it remains possible the entity serves a small number of related branches.

Is the firm required to register with the SEC?

If the entity qualifies as a single-family office under the SEC's 2011 family office rule and does not hold itself out to the public as an investment adviser, it is exempt from registration. There is no current SEC registration for Hicok Financial Solutions, LLC, which aligns with this regulatory posture.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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