RIA · CRD 301528SEC-Registered

Updated:

Insurance & Wealth Advisors

INSURANCE & WEALTH ADVISORS, LLC. is an SEC-registered investment adviser. The firm manages approximately $2 million in regulatory assets. It has 1 employee...

Insurance & Wealth Advisors

INSURANCE & WEALTH ADVISORS, LLC. is an SEC-registered investment adviser. The firm manages approximately $2 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Frequently asked questions

Does Insurance & Wealth Advisors act as a fiduciary?

As a registered investment advisor (RIA), the firm is required to act in a fiduciary capacity for its advisory clients, meaning it must put client interests ahead of its own. This is a standard regulatory obligation for RIAs under the Investment Advisers Act of 1940.

What types of insurance does the firm offer?

Based on the firm's name and structure, it likely offers life, health, and property/casualty insurance products. No specific product lines are publicly confirmed.

Is there publicly available information about the firm's leadership?

No named principals, executives, or advisors have been identified from public records. The firm's registration and filings with regulatory bodies may include such details, but those are not publicly accessible in this dataset.

What is the geographic scope of Insurance & Wealth Advisors?

No headquarters city or state location is publicly documented. The firm may operate locally or regionally, but its reach is not verifiable.

Does the firm invest client capital directly in private markets?

No information is available about direct private market investments. Given its RIA structure, client capital is typically placed in managed accounts, mutual funds, or ETFs, though insurance general accounts may invest in a broader range.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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