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Integrity Prosperity Security Strategic Capital
Founded in 1993 and based in Lakewood, Colorado, Integrity Prosperity Security Strategic Capital functions as a registered investment advisor.
Integrity Prosperity Security Strategic Capital
Founded in 1993 and based in Lakewood, Colorado, Integrity Prosperity Security Strategic Capital functions as a registered investment advisor. The firm structures its services around financial planning and investment management, advising a client base that includes individuals, high-net-worth families, and various entities. Its regulatory posture as an RIA places it under fiduciary duty to clients. The firm deploys capital through both discretionary and non-discretionary advisory relationships. The dual-mandate structure allows it to manage portfolios directly while also providing guidance on assets held elsewhere — a common model among wealth managers targeting clients who need consolidated oversight without full asset handover. Client portfolios are constructed through a combination of individual securities, managed accounts, and third-party fund allocations. Geographic focus is primarily domestic, centered on the Rocky Mountain region. The firm's Lakewood headquarters places it in a competitive suburban Denver market for private wealth management, though it has not disclosed a multi-office footprint. Headcount and total regulatory assets under management are not publicly reported, consistent with many privately held RIAs operating below institutional thresholds. No philanthropic foundation or club-style affiliate vehicle is publicly associated with the firm. The structural differentiator is its longevity as a local, independently operated RIA with fiduciary obligations — distinct from broker-dealer models that dominated the Colorado wealth landscape when it launched in 1993. The firm's name itself signals a conservative brand orientation uncommon among modern wealth managers, suggesting a client base that values capital preservation and risk management over growth-at-any-cost narratives.
General information
Firm type
Bank / Wealth / Trust
Year founded
1993
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Lakewood
Corporate office
Lakewood, CO, United States
Frequently asked questions
What is Integrity Prosperity Security Strategic Capital's regulatory status?
The firm operates as a registered investment advisor (RIA), which legally binds it to a fiduciary standard — it must act in its clients' best interests when providing investment advice. This distinguishes it from broker-dealers operating under a suitability standard. RIA registration is verifiable through the SEC's Investment Adviser Public Disclosure database.
Does the firm manage institutional capital or only private wealth?
Available public records indicate the firm advises individuals, high-net-worth individuals, and various entities — but there is no evidence of institutional separate account mandates, pension fund relationships, or pooled investment vehicles aimed at institutional allocators. The practice appears anchored in private wealth management rather than institutional asset management.
How does the firm construct client portfolios?
The firm offers both discretionary management — where it makes investment decisions on the client's behalf — and non-discretionary advisory services, where it provides recommendations without direct execution authority. Portfolio construction is not detailed in public filings, but the dual-mandate structure is standard among full-service RIAs blending financial planning with investment implementation.
Is the firm affiliated with a bank, trust company, or broker-dealer?
There is no publicly available evidence of affiliation with a bank holding company, trust charter, or broker-dealer network. The firm appears to operate as an independently owned RIA, though the lack of public disclosures on ownership structure leaves the question not fully resolved.
What is the meaning behind the firm's name?
The name 'Integrity Prosperity Security Strategic Capital' appears to be a deliberate construct around conservative financial values — integrity (trust and fiduciary duty), prosperity (wealth creation), security (capital preservation), and strategic capital (deliberate allocation). This branding approach is atypical in modern wealth management and may reflect the founder's personal philosophy or a deliberate appeal to risk-averse clients.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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