RIA · CRD 137013SEC-Registered

Updated:

JOHANNSEN & ASSOCIATES

JOHANNSEN & ASSOCIATES, INC. is an SEC-registered investment adviser in SANTA BARBARA, CA. The firm manages approximately $33 million in regulatory assets.

JOHANNSEN & ASSOCIATES

JOHANNSEN & ASSOCIATES, INC. is an SEC-registered investment adviser in SANTA BARBARA, CA. The firm manages approximately $33 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Frequently asked questions

Why is there limited public information about JOHANNSEN & ASSOCIATES, INC.?

Many family offices, particularly those managing a single-family's wealth, operate with no public website, no regulatory disclosure obligations, and no press coverage. If JOHANNSEN & ASSOCIATES is a private single-family office, its absence from the public record is consistent with a confidentiality-first operating model.

Is JOHANNSEN & ASSOCIATES a registered investment adviser?

No record of the firm is currently found in the SEC's Investment Adviser Public Disclosure database. This typically indicates the firm is structured as a private family office and relies on the family-office exemption from registration.

Where does the underlying wealth for JOHANNSEN & ASSOCIATES come from?

The wealth origin has not been disclosed. Without a named principal or family association in public records or financial media, the source of the capital managed by the firm cannot be determined.

Does JOHANNSEN & ASSOCIATES invest alongside external managers?

The firm's co-investment posture and any relationships with external general partners are not documented in publicly available sources. No fund commitments, club deals, or SPV participations have been identified.

What is the firm's known investment focus?

No sector concentrations, asset-class preferences, or geographic exposures have been attributed to the firm in primary sources, regulatory records, or financial-industry reporting.

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