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John A. Poole Financial Advisor
JOHN A. POOLE-FINANCIAL ADVISOR is an SEC-registered investment adviser in HERMITAGE, TN. The firm manages approximately $20 million in regulatory assets.
John A. Poole Financial Advisor
JOHN A. POOLE-FINANCIAL ADVISOR is an SEC-registered investment adviser in HERMITAGE, TN. The firm manages approximately $20 million in regulatory assets. It is based in HERMITAGE, TN.
General information
Firm type
RIA
Principals
John A. Poole
Financial Advisor
Sector focus
Frequently asked questions
Who runs investment decisions at John A. Poole Financial Advisor?
John A. Poole is the named principal and financial advisor responsible for client portfolio decisions. He acts as the firm's sole named investment professional, though third-party custodians and clearing firms may execute trades.
What is the firm's fee structure?
As a fee-only registered investment advisor, the firm charges clients based on a percentage of assets under management rather than commissions from product sales. This structure is disclosed in the firm's Form ADV filing with the SEC.
Where is John A. Poole Financial Advisor regulated?
The firm is registered with the Securities and Exchange Commission (SEC), a requirement for RIAs that manage over $25 million in client assets. The SEC's Investment Adviser Public Disclosure (IAPD) database lists the firm's current registration status.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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