Updated:
LIFEGOAL INVESTMENTS
LIFEGOAL INVESTMENTS, LLC is an SEC-registered investment adviser since 2024. The firm manages $356 million in assets, $351 million on a discretionary basis.
Overview
LIFEGOAL INVESTMENTS, LLC is an SEC-registered investment adviser since 2024. The firm manages $356 million in assets, $351 million on a discretionary basis. It has 5 employees and 5 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
City
Saratoga Springs
Frequently asked questions
How does LIFEGOAL INVESTMENTS structure its client portfolios?
The firm uses separately managed accounts (SMAs), not pooled funds. Each client retains direct ownership of the underlying securities, which provides full portfolio transparency, tax-loss harvesting at the individual lot level, and the ability to impose custom restrictions or tilts. This architecture is typical of dedicated family offices and contrasts with the commingled fund model used by most institutional asset managers.
What is the firm's regulatory status?
LIFEGOAL INVESTMENTS is registered with the US Securities and Exchange Commission as a Registered Investment Advisor (RIA). This imposes a fiduciary duty on the firm, requiring it to act in its clients' best interests, and subjects the firm to regular examinations by SEC staff. The registration is a matter of public record.
Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: