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Maxwell Financial Group
Maxwell Financial Group is an SEC-registered RIA. No public investment strategy, AUM, or named principals have been disclosed.
Maxwell Financial Group
MAXWELL FINANCIAL GROUP, INC is an SEC-registered investment adviser in SHERWOOD, OR. The firm manages approximately $9 million in regulatory assets. It has 3 employees and 3 investment advisers.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
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Country
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City
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Corporate office
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Frequently asked questions
Who runs investment decisions at Maxwell Financial Group?
No named investment decision-makers or principals have been publicly identified for Maxwell Financial Group. The firm's SEC registration does not list specific portfolio managers. Prospective clients should request Form ADV Part 2B for key personnel details.
Is Maxwell Financial Group structured as a single family office or an RIA?
Maxwell Financial Group is registered as an SEC investment adviser (RIA), not a family office. Single family offices can often qualify for an exclusion from RIA registration, but this firm has registered, suggesting it serves multiple clients or does not meet the family office exemption.
Does Maxwell Financial Group invest in private markets or direct deals?
No public record indicates that Maxwell Financial Group makes direct private investments. Its SEC filings describe financial planning and portfolio management, which typically involve public securities. Private market activity, if any, is not disclosed.
What is the AUM of Maxwell Financial Group?
The firm's AUM is not publicly disclosed. As an SEC-registered RIA, it must report AUM annually on Form ADV, but this specific figure was not provided in available sources. Potential clients can request the current ADV filing.
Where is Maxwell Financial Group headquartered?
The firm's headquarters location is not confirmed in the provided sources. As an SEC-registered entity headquartered in the United States, its principal office address can be obtained from the SEC's Investment Adviser Public Disclosure (IAPD) database.
What services does Maxwell Financial Group offer?
Based on its SEC registration, Maxwell Financial Group provides financial planning and portfolio management services to high-net-worth individuals. The scope of its advisory offerings—such as tax planning or estate planning—is not publicly detailed.
Does Maxwell Financial Group have a website or LinkedIn presence?
No website or LinkedIn page for Maxwell Financial Group was captured in available sources. The firm may maintain a corporate website, but it was not provided for this profile.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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