RIA · CRD 310087SEC-Registered

Updated:

McCarley & Cook Financial Planners

MCCARLEY & COOK FINANCIAL PLANNERS is an SEC-registered investment adviser in Cincinnati, Ohio, registered since 2022. They manage approximately $169 million...

McCarley & Cook Financial Planners

MCCARLEY & COOK FINANCIAL PLANNERS is an SEC-registered investment adviser in Cincinnati, Ohio, registered since 2022. They manage approximately $169 million in regulatory assets. The firm has 2 employees and 2 investment advisers.

General information

Firm type

RIA

Year founded

1994

Location

Region

North America

Country

United States

City

Cincinnati

Corporate office

Abilene, TX, United States

Additional offices

San Angelo, TX

Principals

David McCarley

President

Ken Cook

Vice President

Sector focus

Wealth ManagementRetirement PlanningEstate Planning

Frequently asked questions

How does McCarley & Cook source its investment approach?

The firm employs a fee-only, fiduciary model, meaning it does not accept commissions from product sales. Its investment decisions are in-house, informed by financial planning objectives rather than proprietary deal flow (per the firm's official communications).

What investment stages and asset classes does McCarley & Cook typically use?

The firm focuses on liquid securities — mutual funds, ETFs, and individual stocks and bonds — for retirement and educational planning. No venture or private equity stage exposure is publicly documented.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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