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Monroe Wealth Management
Monroe Wealth Management LLC is a fee-only RIA in Rochester, NY, offering customized financial planning and asset management for families.
Monroe Wealth Management
Monroe Wealth Management LLC is a registered investment advisor (RIA) headquartered in Rochester, New York. The firm's founding year and primary principal are not part of the public record, but its registration files with the SEC and state securities regulators confirm its status as a fee-only fiduciary under the Investment Advisers Act of 1940. The firm delivers financial planning and asset management to individuals, trusts, and retirement plans. Its investment approach typically involves diversified portfolios of mutual funds, ETFs, and individual securities, with a focus on risk-adjusted returns and wealth preservation. Like many regional RIAs, Monroe Wealth Management does not publicly disclose specific portfolio holdings, sector tilts, or deployment figures. Total assets under management and professional headcount are not publicly reported. The firm appears to operate from a single office in upstate New York, with no disclosed additional offices or affiliated vehicles. No recent operational events — such as acquisitions, leadership changes, or regulatory actions — have been identified in the past 24 months. Monroe Wealth Management's structural differentiator is its registration and compliance posture as a fiduciary RIA, legally bound to act in clients' best interests. This fiduciary standard distinguishes it from broker-dealers and insurance-licensed advisors, a distinction that matters for families seeking conflict-free advice.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Rochester
Corporate office
Rochester, NY, United States
Sector focus
Frequently asked questions
Is Monroe Wealth Management a fiduciary?
Yes. As a registered investment advisor (RIA) with the SEC or applicable state authorities, Monroe Wealth Management LLC is legally required to act as a fiduciary under the Investment Advisers Act of 1940 (per public registration records). This means the firm must put client interests ahead of its own when delivering investment advice.
What services does Monroe Wealth Management offer?
Based on its RIA registration and typical practice of similar firms, Monroe Wealth Management provides financial planning, portfolio management, retirement planning, and estate planning coordination. The firm serves individuals, high-net-worth families, trusts, estates, and small retirement plans (per ADV filings and public sources).
How does Monroe Wealth Management charge for its services?
The firm charges a percentage of assets under management (AUM fee), typical for fee-only RIAs. The specific fee schedule is not publicly disclosed, but industry norms for similar firms range from 0.50% to 1.25% of AUM annually, depending on account size and service complexity.
Is Monroe Wealth Management related to any other financial firms?
No public information suggests affiliation with other firms. Monroe Wealth Management LLC appears to be an independent RIA, not part of a larger brokerage, bank, or holding company. Its registration and ownership structure are not publicly available beyond SEC filings.
Does Monroe Wealth Management accept clients outside of Rochester, NY?
As a registered investment advisor, Monroe Wealth Management may serve clients across state lines depending on state registration and regulatory requirements. However, the firm's disclosed geographic focus appears to be the upstate New York region surrounding its Rochester headquarters.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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