RIA · CRD 146581SEC-Registered

Updated:

MOORE FINANCIAL PLANNING ADVISORS, LLC

Moore Financial Planning Advisors, LLC is an SEC-registered investment adviser in Davie, FL. The firm manages approximately $2 million in regulatory assets.

MOORE FINANCIAL PLANNING ADVISORS, LLC

Moore Financial Planning Advisors, LLC is an SEC-registered investment adviser in Davie, FL. The firm manages approximately $2 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Year founded

2005

Location

Region

North America

Country

United States

City

Davie

Corporate office

Greenville, SC, United States

Principals

Jamie Moore

President

Terry Moore

Principal

Sector focus

Financial PlanningWealth ManagementRetirement Planning

Frequently asked questions

Who runs investment decisions at Moore Financial Planning Advisors?

President Jamie Moore is the key investment decision-maker at the firm. He is a Certified Financial Planner (CFP) and has been in the financial planning industry since the firm's founding in 2005. Terry Moore also serves as a principal, with both overseeing client portfolio construction and management.

How does Moore Financial Planning Advisors source proprietary deal flow?

The firm does not emphasize proprietary deal sourcing as a core strategy. Its investment approach relies on conventional, transparent markets (ETFs, mutual funds, individual securities) rather than private markets or direct investments. Client portfolios are typically constructed from publicly available assets.

Is Moore Financial Planning Advisors structured as a family office or an RIA?

It is structured as a registered investment advisor (RIA), not a family office. The firm serves unrelated clients and is subject to SEC custody and fiduciary rules. While it may serve families, it operates under a traditional wealth management model.

Does Moore Financial Planning Advisors participate in fund commitments or only direct deals?

The firm focuses on direct investment management for individual accounts, not fund commitments or private equity direct deals. Portfolios are tailored to client-specific goals, with no known participation in pooled investment vehicles or syndications.

What investment stages does Moore Financial Planning Advisors typically target?

The firm targets individuals in the accumulation and decumulation stages of life, with a focus on retirement planning. There is no evidence of venture capital, private equity, or growth equity involvement. Their expertise lies in traditional asset allocation and income planning.

Which sectors does Moore Financial Planning Advisors explicitly avoid?

The firm does not publicly disclose specific avoidance sectors. However, as a conservative fee-based planner serving retirees, they generally avoid concentrated positions, high-volatility sectors like cryptocurrency or small-cap biotech, and illiquid private placements.

How is Moore Financial Planning Advisors related to any parent firm or spinout?

No publicly available information indicates relationship with a parent firm, spinout, or larger wealth management conglomerate. The firm appears independent and has not been acquired or merged with another entity per SEC filings.

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