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Moors & Cabot, Inc
MOORS & CABOT, INC is an SEC-registered investment adviser in Boston, MA, registered since 1995. The firm manages $3.4 billion in assets, with $3.2 billion on...
Moors & Cabot, Inc
MOORS & CABOT, INC is an SEC-registered investment adviser in Boston, MA, registered since 1995. The firm manages $3.4 billion in assets, with $3.2 billion on a discretionary basis. It has 121 employees and 85 investment advisers.
General information
Firm type
RIA
Location
Region
North America
Country
United States
City
Boston
Corporate office
Boston, MA, United States
Sector focus
Frequently asked questions
Who manages investment decisions at Moors & Cabot?
Moors & Cabot is a partnership. Its investment committee oversees portfolio construction and manager selection. Specific named principals are not publicly disclosed per the firm's website or SEC filings.
Is Moors & Cabot structured as a family office or an RIA?
Moors & Cabot is structured as an SEC-registered investment advisor (RIA), not a single or multi-family office. It operates under a fee-based advisory model for clients.
What minimum assets does Moors & Cabot require?
The firm does not publicly disclose a minimum asset threshold. Its client base includes high-net-worth individuals and institutions, implying a significant entry point.
Does Moors & Cabot make direct private investments?
Moors & Cabot's SEC Form ADV indicates it invests in equities, fixed income, and alternative investment funds. The firm is not a direct private-equity investor and does not maintain a venture capital arm.
Where does the wealth managed by Moors & Cabot originate?
The wealth origin is not publicly disclosed. The firm serves high-net-worth individuals and institutions, likely including multigenerational families and retirement plans from the New England region.
How does Moors & Cabot differentiate from larger wealth managers?
The firm differentiates through its long operating history (since 1890), partnership structure, and regional focus. It offers personalized service relative to large national RIA platforms.
What regulatory actions has Moors & Cabot faced?
SEC records show no recent enforcement actions. The firm's ADV filing indicates a clean regulatory record.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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