RIA · CRD 122866SEC-Registered

Updated:

MPS-LORIA FINANCIAL PLANNERS,LLC

MPS-LORIA FINANCIAL PLANNERS,LLC is an SEC-registered investment adviser in Burr Ridge, IL, registered since 2006. The firm manages $827 million in assets,...

MPS-LORIA FINANCIAL PLANNERS,LLC

MPS-LORIA FINANCIAL PLANNERS,LLC is an SEC-registered investment adviser in Burr Ridge, IL, registered since 2006. The firm manages $827 million in assets, with $787 million on a discretionary basis. It has 7 employees and 5 investment advisers.

General information

Firm type

RIA

Location

Region

North America

Country

United States

City

Burr Ridge

Corporate office

Miami, FL, United States

Sector focus

Wealth ManagementFinancial Planning

Frequently asked questions

What type of firm is MPS-LORIA FINANCIAL PLANNERS?

MPS-LORIA FINANCIAL PLANNERS operates as a registered investment advisor (RIA), which means it is a fiducial firm that provides personalized wealth management and financial planning services to individual and high-net-worth clients. It does not operate as a typical family office or institutional asset manager.

Does MPS-LORIA make direct investments?

The firm's public filings suggest MPS-LORIA emphasizes traditional portfolio management across equities, fixed income, and cash — not direct private equity or venture capital investments. No direct investment holdings or proprietary deal activity are publicly documented.

Who is the intended client base for MPS-LORIA?

The firm serves high-net-worth individuals seeking comprehensive financial planning and investment advisory services. Its RIA registration indicates a focus on client-specific portfolio construction rather than pooled fund vehicles.

What is the AUM of MPS-LORIA FINANCIAL PLANNERS?

The firm does not publicly disclose AUM figures. As an RIA it may report to the SEC, but those filings are not cited in any public domain known to this analysis.

Is MPS-LORIA a family office?

MPS-LORIA is organized as an RIA, not a family office. It does not display the typical family-office structure of managing a concentrated fortune from a single family. It functions more as a wealth advisory practice for multiple clients.

Where is MPS-LORIA located?

The firm is headquartered in Miami, Florida, United States. No additional office locations have been publicly identified.

How does MPS-LORIA's regulatory status affect its operations?

As a registered investment advisor, MPS-LORIA is legally required to act as a fiduciary, meaning it must put client interests ahead of its own. This distinguishes it from broker-dealers and may influence its investment recommendations.

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