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National Securities Corporation
National Holdings Corporation is a full-service investment banking and asset management firm. It provides services including independent retail brokerage,...
National Securities Corporation
National Holdings Corporation is a full-service investment banking and asset management firm. It provides services including independent retail brokerage, investment banking, institutional sales and trading, equity research, financial planning, market making, tax preparation, insurance, and annuities to corporations, institutional investors, and high net-worth clients. The Company operates through five subsidiaries: National Securities Corporation, vFinance Investments, Inc., National Insurance Corporation, National Asset Management, Inc., and Gilman Ciocia, Inc.
General information
Firm type
other
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Frequently asked questions
Who controls investment decisions at National Securities Corporation?
The firm does not publicly list a specific CIO or equivalent role; leadership details are opaque. Investment decisions are likely made by senior management subject to regulatory compliance, but specific named principals are not disclosed in public sources.
What types of securities does National Securities Corporation underwrite?
The firm underwrites equity and debt securities for public and private issuers. Offerings include IPOs, follow-on offerings, convertible bonds, and private placements. The firm's FINRA registration (public record) confirms it acts as a placement agent and underwriter.
Is National Securities Corporation a single-family office?
Available public records suggest otherwise. The firm operates as a broker-dealer and investment bank, likely with multiple principals or shareholders. No single controlling family is publicly identified, and the firm's structure aligns more with a financial services corporation than a family office.
Does National Securities Corporation manage assets for external clients?
As a registered broker-dealer, the firm holds client securities and provides custodial services under regulatory authorization. Whether it conducts discretionary asset management is not publicly clarified; client AUM is not disclosed.
What geographic markets does National Securities Corporation focus on?
The firm is headquartered in New York and is known to operate within the United States. There is no public indication of presence in international markets.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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