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NN Investment Advisory
Nuthira Neal runs NN Investment Advisory, an SEC-registered RIA in Santa Barbara with no public AUM — a focused personal wealth management practice.
NN Investment Advisory
NN Investment Partners is a global asset manager founded in 1994 in Warszawa, Poland. The company offers investment solutions across various asset classes, including active exchange-traded funds, public equity, fixed income, and alternative investments. NN Investment Partners serves individual and institutional investors, following its acquisition by Goldman Sachs in April 2021.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Santa Barbara
Corporate office
438 El Sueno Rd, Santa Barbara, CA 93110, United States
Principals
Nuthira Neal
Managing Director
Frequently asked questions
Who runs investment decisions at NN Investment Advisory?
Nuthira Neal, an Accredited Asset Management Specialist, serves as the Managing Director of NN Investment Advisory. She is the sole named professional on the firm's public filings and oversees all investment advisory functions from its Santa Barbara office.
What is NN Investment Advisory's regulatory status?
The firm is registered with the U.S. Securities and Exchange Commission as an investment advisor, per its public Form ADV filing. This regulatory posture requires fiduciary duty to clients, distinguishing it from unregistered family offices.
Does NN Investment Advisory disclose its assets under management?
No. NN Investment Advisory does not publicly disclose its assets under management, and no independent estimate has been published. The firm's AUM remains entirely undisclosed to outside allocators and data vendors.
What services does NN Investment Advisory offer?
According to its regulatory filing, the firm provides portfolio management for individuals, financial planning, and pension consulting services. It also selects other advisors for clients, acting as a personal chief investment officer for its wealth-management base.
Does NN Investment Advisory participate in direct private investments or venture capital?
There is no public record of NN Investment Advisory making direct private equity, venture capital, or real-asset investments. Its disclosed activities center on traditional portfolio management and financial advisory rather than direct deal-making.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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