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Northeast Financial Group
Northeast Financial Group is an SEC-registered investment adviser in Allentown, PA, registered since 2013. The firm manages $1.4 billion in assets, with $708...
Northeast Financial Group
Northeast Financial Group is an SEC-registered investment adviser in Allentown, PA, registered since 2013. The firm manages $1.4 billion in assets, with $708 million managed on a discretionary basis. It has one employee and one investment adviser.
General information
Firm type
Bank / Wealth / Trust
Year founded
1987
AUM
$840M (per firm website, June 2023)
Location
Region
North America
Country
United States
City
Allentown
Corporate office
3435 Winchester Road, Suite 102, Allentown, PA 18104, United States
Additional offices
Tannersville, PA, United States · Wyomissing, PA, United States
Principals
Josh Laychock
Principal & Senior Portfolio Manager
Robert Hackenberg
Chief Compliance Officer
Peter Pape
Investment Advisor Representative
William J. Fisher
Director of Employer Sponsored Plans
Sector focus
Frequently asked questions
Who makes investment decisions at Northeast Financial Group?
Principal and Senior Portfolio Manager Josh Laychock leads investment strategy, supported by Assistant Portfolio Manager Kyle O’Neill and a team of Investment Advisor Representatives. The firm highlights its collective average industry tenure of more than 25 years.
How does the firm’s alternative-income program work?
Under the “Alternate Income Funds & Investing” banner, NEFG commits its own principals’ capital to the same funds it makes available to qualified clients. The firm frames this as an alignment mechanism, stating that it “deploy[s] our own funds and resources into the same opportunities we present to qualified investors.”
Does NEFG act as a fiduciary for all its services?
Yes. Northeast Financial Group is organized as a Registered Investment Advisor, a structure that legally obligates it to a fiduciary standard across all managed-client accounts and investment recommendations.
What types of investors does the firm typically serve?
NEFG splits its practice between individual households — it reports serving more than 8,000 — and institutional retirement-plan consulting for over 100 employer-sponsored plans.
Where does the firm have physical offices?
Its headquarters are in Allentown, Pennsylvania, with additional offices in Tannersville and Wyomissing, also in Pennsylvania.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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