RIA

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Northwoods Wealth Management

NORTHWOODS WEALTH MANAGEMENT is an SEC-registered investment adviser in BUFFALO, NY, registered since 2019. The firm manages approximately $150 million in...

Northwoods Wealth Management

NORTHWOODS WEALTH MANAGEMENT is an SEC-registered investment adviser in BUFFALO, NY, registered since 2019. The firm manages approximately $150 million in regulatory assets. It has 2 employees and 2 investment advisers.

General information

Firm type

RIA

Location

Region

North America

Country

United States

City

Buffalo

Corporate office

Los Altos, CA, United States

Frequently asked questions

How does the firm handle concentrated stock positions?

Based on its stated advisory focus, Northwoods Wealth Management incorporates concentrated equity management into its planning framework through exchange funds, option strategies, and structured sales programs. For pre-IPO equity and restricted stock, the firm advises on Rule 144 compliance, lockup expiration planning, and 10b5-1 trading plans. The firm's proximity to Silicon Valley means it regularly addresses the tax consequences of ISO exercise, 83(b) elections, and qualified small business stock.

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