Omni Wealth Management

As a Registered Investment Adviser (RIA) regulated by the SEC or state securities authorities, Omni Wealth Management is legally bound by a fiduciary duty to its clients. This requires the firm to put client interests ahead of its own, disclose conflicts of interest, and seek best execution on investment transactions, a standard that exceeds the suitability rule applied to broker-dealers.

Standard RIA fee models include assets-under-management (AUM) fees, hourly charges, fixed retainers, or subscription-based planning fees. Without the firm's Form ADV Part 2A brochure or a public website to confirm its specific schedule, the exact fee structure cannot be verified, but regulatory filings for RIAs of this size and type commonly show a predominantly AUM-based advisory fee.

Typically, independent RIAs do not custody client assets internally. Client funds and securities are held with a third-party qualified custodian, such as Charles Schwab, Fidelity, or Pershing, a structure that provides an additional layer of investor protection. The specific custodian Omni Wealth Management uses would be disclosed in its Form ADV and account-opening documents.

Based on the standard service descriptions in regulatory filings for similar firms, core offerings likely include discretionary portfolio management, retirement income planning, tax-aware asset allocation, and general financial planning. Some RIAs also offer ancillary services such as insurance consulting and college savings planning, though Omni Wealth Management's specific service scope cannot be confirmed from public materials.

Yes. The SEC's Investment Adviser Public Disclosure (IAPD) website maintains a searchable database of all registered firms' Form ADV filings. An investor can review Omni Wealth Management's Part 1 and Part 2 disclosures, which list its AUM, number of clients, disciplinary history, fee schedule, and ownership structure, assuming the firm maintains an active registration.