RIA · CRD 150648SEC-Registered

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Palmetto Wealth Management

Palmetto Wealth Management, LLC is an SEC-registered investment adviser in New Albany, OH. The firm manages approximately $32 million in regulatory assets.

Palmetto Wealth Management

Palmetto Wealth Management, LLC is an SEC-registered investment adviser in New Albany, OH. The firm manages approximately $32 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Frequently asked questions

Who runs the firm?

Palmetto Wealth Management is led by founder and managing member Clay N. Phillips, who has been in the financial services industry since the mid-1990s (per SEC Form ADV and state filings).

What services does Palmetto Wealth Management offer?

The firm provides investment management, financial planning, retirement planning, and estate planning services to individuals and institutions. Accounts are managed on a discretionary basis (per SEC Form ADV).

Is Palmetto Wealth Management a family office?

No. Palmetto is a registered investment advisor (RIA) that serves multiple clients, not a single family or multi-family office. Its structure is that of a traditional wealth management firm.

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