RIA · CRD 154125SEC-Registered

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Pathways Wealth Management

PATHWAYS WEALTH MANAGEMENT, INC. is an SEC-registered investment adviser since 2024. The firm manages $287 million in assets, $226 million on a discretionary...

Pathways Wealth Management

PATHWAYS WEALTH MANAGEMENT, INC. is an SEC-registered investment adviser since 2024. The firm manages $287 million in assets, $226 million on a discretionary basis. It has 5 employees and 3 investment advisers.

General information

Firm type

RIA

Frequently asked questions

What does it mean that the firm is a Registered Investment Advisor (RIA)?

As an RIA, Pathways Wealth Management is registered with either the SEC or state securities regulators and operates under a fiduciary duty. This legal standard requires the firm to act in its clients' best interests, disclosing all material conflicts of interest. The RIA model contrasts with broker-dealers, who operate under a less stringent suitability standard.

Is there a minimum account size to work with the firm?

Many RIAs set minimum investable asset thresholds that reflect their service model and client focus. These minimums can range from under $100,000 to several million dollars depending on the firm. Pathways Wealth Management's specific client qualification requirements are not publicly available.

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