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Phillip James Financial
Phillip James Financial is an SEC-registered investment adviser in Plymouth, MN, registered since 2021. The firm manages $222 million in assets, with $219...
Overview
Phillip James Financial is an SEC-registered investment adviser in Plymouth, MN, registered since 2021. The firm manages $222 million in assets, with $219 million on a discretionary basis. It has 3 employees and 2 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2021
Location
Region
North America
Country
United States
City
Plymouth
Corporate office
Plymouth, MN, United States
Principals
Timothy M. Davis
Founder and CEO
Sector focus
Frequently asked questions
Is Phillip James Financial a fiduciary?
Yes. As a registered investment advisor (RIA) regulated by the SEC or the state of Minnesota, Phillip James Financial is legally bound by the fiduciary standard under the Investment Advisers Act of 1940. This requires the firm to act in the best interests of its clients at all times, disclose any conflicts of interest, and avoid compensation structures that incentivize unsuitable recommendations. The firm's status as a fee-only advisor reinforces this by eliminating commissions.
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