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Plan Financial
Plan Financial is an SEC-registered investment adviser in Fresno, CA, registered since 2018. The firm manages $195 million in regulatory assets under...
Plan Financial
Plan Financial is an SEC-registered investment adviser in Fresno, CA, registered since 2018. The firm manages $195 million in regulatory assets under management on a discretionary basis. It has 6 employees and 6 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2018
Location
Region
North America
Country
United States
City
Fresno
Corporate office
9 E River Park PL E, Suite 440, Fresno, CA 93720-1530, United States
Frequently asked questions
What services does Plan Financial offer?
Plan Financial divides its offering into three service lines: investment advisory for retirement and goal-based planning, institutional services providing retirement-plan solutions to businesses and organizations, and insurance-services brokerage for personal and business insurance needs. The firm markets these together from a single-office location in Fresno, California, positioning itself as a locally integrated financial-services provider rather than a specialized asset allocator.
Does Plan Financial disclose its assets under management?
No. Plan Financial does not publish an AUM figure on its website, and no regulatory filing or third-party reporting was available at the time of this review. The firm's AUM band is therefore listed as Undisclosed.
How does Plan Financial structure its institutional retirement-plan services?
The firm describes these services as enterprise-level solutions aimed at maximizing profitability and empowering employees, which is language typical of small- and mid-market retirement-plan consulting — encompassing plan design, fiduciary support, employee education, and investment-menu construction. Because Plan Financial does not publish a Form ADV or detail its specific institutional-service arrangements, the precise structure of its plan-consulting engagements and any associated sub-advisory relationships remain unconfirmed.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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