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PRUCO Securities, LLC
PRUCO SECURITIES, LLC is an SEC-registered investment adviser in NEWARK, NJ, since 1996. It has 272 employees and 4 investment advisers. The firm is...
Overview
PRUCO SECURITIES, LLC is an SEC-registered investment adviser in NEWARK, NJ, since 1996. It has 272 employees and 4 investment advisers. The firm is headquartered in NEWARK, NJ.
General information
Location
Region
North America
Country
United States
Frequently asked questions
Who regulates PRUCO Securities, LLC?
PRUCO Securities is regulated by the SEC as a registered investment advisor and by FINRA as a broker-dealer. It is also subject to oversight by state securities regulators. Its parent company, Prudential Financial, is regulated by state insurance departments and federal financial authorities.
What types of investments does PRUCO Securities handle?
PRUCO Securities facilitates trades in equities, fixed income, structured products, alternative investments such as private placements, and cash management solutions. It focuses on products that align with Prudential's insurance and retirement offerings.
How does PRUCO Securities differ from PGIM?
PGIM is Prudential's global asset management arm, which manages over $1.3 trillion in assets across public and private markets for external clients. PRUCO Securities, in contrast, is a broker-dealer focused on distribution, execution, and advisory services, primarily for Prudential's internal distribution channels and their clients.
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