Updated:
REGISTA FINANCIAL STRATEGIES
Regista Financial Strategies, LLC is a registered investment advisor offering advisory services in Colorado, Florida, and Virginia, and in other...
Overview
Regista Financial Strategies, LLC is a registered investment advisor offering advisory services in Colorado, Florida, and Virginia, and in other jurisdictions where exempted. The firm delivers comprehensive, high-touch wealth management and takes a collaborative approach to clients' entire financial picture. Core services include financial planning, post-divorce financial planning, investment management, wealth management, retirement planning, and employer retirement plans.
General information
Firm type
Asset Manager
Principals
Akram Hassan
CIO & Partner
Nichole Graham
CFP®, CDFA®, Financial Advisor
Frequently asked questions
What licenses does REGISTA FINANCIAL STRATEGIES hold?
The firm is structured as both a registered investment adviser and an insurance agency, which authorizes it to offer fee-based financial planning, managed account services, and commissionable insurance products. Specific individual adviser registrations — Series 65, Series 7, or state insurance producer numbers — are maintained in FINRA's BrokerCheck and state securities board records.
Is REGISTA FINANCIAL STRATEGIES affiliated with a broker-dealer?
While the firm's exact broker-dealer relationship is not publicly confirmed, dual-licensed advisory practices of this profile commonly operate as an IAR under a corporate RIA while executing securities transactions through a third-party broker-dealer like LPL Financial, Cetera, or Osaic. Prospective clients should ask for Form ADV Part 2A and the broker-dealer clearing statement to confirm.
Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: