RIA · CRD 152947SEC-Registered

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RIC KOMAREK, CFP

Ric Komarek is a solo CFP and RIA practitioner offering fee-based financial planning, not institutional capital management.

RIC KOMAREK, CFP

Ric Komarek is a Certified Financial Planner (CFP) whose practice operates as a standalone registered investment advisory (RIA) firm, founded with a focus on personal financial planning for individuals and families. The wealth-origin context is not publicly disclosed, but the model centers on fee-based planning rather than proprietary trading or fund management. The firm functions as a sole proprietorship, with Komarek as the named principal. Strategy and deployment involve traditional asset allocation across public equities, fixed income, and cash equivalents, with no disclosed exposure to private markets, direct deals, or alternative investments. The firm does not operate funds, SPVs, or co-investment vehicles. Geographically, the practice is US-only, and no named portfolio companies or co-investors have been identified in public records. The approach mirrors conventional RIA planning, not institutional capital deployment. Scale is modest: no AUM figure has been disclosed, and there is no evidence of team members beyond Komarek. No additional offices or philanthropic vehicles have been publicly identified. There is no verifiable recent operational event from the last 24 months publicly available. The structural differentiator is the solo CFP model: a single practitioner providing fiduciary-standards planning without the infrastructure of a multi-family office or a boutique investment firm. This limits the firm's relevance for institutional allocators or family offices seeking co-investment or fund-level capital placements.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Principals

Ric Komarek

Founder and CFP

Frequently asked questions

Who runs investment decisions at RIC KOMAREK, CFP?

Ric Komarek is the sole investment decision-maker, operating as a Certified Financial Planner (CFP) under a registered investment advisory (RIA) framework (public record). There is no disclosed CIO or team.

How does RIC KOMAREK, CFP source proprietary deal flow?

The firm does not engage in proprietary deal sourcing. It operates as a traditional RIA focused on individual financial planning, not direct investments or fund allocations (public record).

Is RIC KOMAREK, CFP structured as a family office or an RIA?

It is a solo practitioner RIA, not a family office. No institutional or multi-family office services have been disclosed (public record).

Does RIC KOMAREK, CFP participate in fund commitments or only direct deals?

No fund commitments or direct deals have been disclosed. The firm appears to allocate client assets to traditional public-market securities, not private capital (public record).

What investment stages does RIC KOMAREK, CFP typically target?

No stage-specific targeting has been disclosed. The practice likely addresses liquid-stage public securities for retirement and wealth preservation, not venture or growth equity (public record).

Which sectors does RIC KOMAREK, CFP explicitly avoid?

There is no public disclosure of sector avoidance. The firm lacks a defined investment thesis or sector mandate (public record).

Where does the underlying wealth come from?

The wealth origin of clients is not disclosed, and the firm's own capital base is unclear. No family or institutional backing has been publicly identified (public record).

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