RIA · CRD 152947SEC-Registered

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RIC KOMAREK, CFP

RIC KOMAREK, CFP is an SEC-registered investment adviser in REDDING, CA. The firm manages approximately $30 million in regulatory assets. It has 1 employee and...

RIC KOMAREK, CFP

RIC KOMAREK, CFP is an SEC-registered investment adviser in REDDING, CA. The firm manages approximately $30 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

RIA

Principals

Ric Komarek

Founder and CFP

Frequently asked questions

Who runs investment decisions at RIC KOMAREK, CFP?

Ric Komarek is the sole investment decision-maker, operating as a Certified Financial Planner (CFP) under a registered investment advisory (RIA) framework (public record). There is no disclosed CIO or team.

How does RIC KOMAREK, CFP source proprietary deal flow?

The firm does not engage in proprietary deal sourcing. It operates as a traditional RIA focused on individual financial planning, not direct investments or fund allocations (public record).

Is RIC KOMAREK, CFP structured as a family office or an RIA?

It is a solo practitioner RIA, not a family office. No institutional or multi-family office services have been disclosed (public record).

Does RIC KOMAREK, CFP participate in fund commitments or only direct deals?

No fund commitments or direct deals have been disclosed. The firm appears to allocate client assets to traditional public-market securities, not private capital (public record).

What investment stages does RIC KOMAREK, CFP typically target?

No stage-specific targeting has been disclosed. The practice likely addresses liquid-stage public securities for retirement and wealth preservation, not venture or growth equity (public record).

Which sectors does RIC KOMAREK, CFP explicitly avoid?

There is no public disclosure of sector avoidance. The firm lacks a defined investment thesis or sector mandate (public record).

Where does the underlying wealth come from?

The wealth origin of clients is not disclosed, and the firm's own capital base is unclear. No family or institutional backing has been publicly identified (public record).

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