Single Family OfficeRIA · CRD 332143SEC-Registered

Updated:

Schwantes Financial

Schwantes Financial, LLC is an SEC-registered investment adviser in Overland Park, KS. The firm manages approximately $50 million in regulatory assets.

Schwantes Financial

Schwantes Financial, LLC is an SEC-registered investment adviser in Overland Park, KS. The firm manages approximately $50 million in regulatory assets. It has 2 employees and 2 investment advisers.

General information

Firm type

Single Family Office

Location

Region

North America

Country

United States

Principals

Allan Schwantes

Principal

Sector focus

Industrial TechReal EstatePrivate Credit

Frequently asked questions

Who runs investment decisions at Schwantes Financial?

Allan Schwantes serves as principal and primary decision-maker for the family office. He previously led Schwantes, Inc., the industrial services firm started by his father Albert Schwantes in the 1950s. The office does not appear to have a formal investment committee or non-family CIO.

How is the family office structured in relation to the original operating business?

Schwantes Financial was established after Allan Schwantes sold the family's industrial services company, Schwantes, Inc. The office now operates as a distinct legal entity managing the family's private investments. There is no ongoing operating business connection to the original sandblasting and painting enterprise.

Does Schwantes Financial take outside capital or operate as a multi-family office?

No. Schwantes Financial is a single family office managing capital exclusively for the Schwantes family. It does not raise funds, manage outside LP capital, or offer services to other families.

What does the office's portfolio typically include?

The portfolio concentrates on directly held real estate, private credit loans to regional businesses, and majority or significant minority stakes in private operating companies. Target sectors have included equipment rental, specialty contracting, and light manufacturing. The geographic focus centers on Minnesota and Wisconsin.

Where does the underlying wealth come from?

The wealth originates from Schwantes, Inc., an industrial services company founded by Albert Schwantes in the 1950s. The firm specialized in sandblasting, painting, and protective coatings for industrial clients across the Upper Midwest. Proceeds from the sale of that business provided the capital base for the family office.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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