RIA · CRD 315300SEC-Registered

Updated:

SMP Financial Planning

SMP Financial Planning, LLC is an SEC-registered investment adviser since 2025. The firm manages approximately $64 million in regulatory assets.

SMP Financial Planning

SMP Financial Planning, LLC is an SEC-registered investment adviser since 2025. The firm manages approximately $64 million in regulatory assets. It has 2 employees and 2 investment advisers.

General information

Firm type

RIA

Frequently asked questions

What services does SMP Financial Planning offer?

As a registered investment advisor (RIA), SMP Financial Planning likely provides financial planning and investment management services to individuals. Specific offerings such as retirement planning or tax strategy have not been confirmed.

Is SMP Financial Planning a fiduciary?

Yes, as an RIA, SMP Financial Planning is legally bound by the Investment Advisers Act of 1940 to act in clients' best interests, a higher standard than the suitability rule that applies to many broker-dealers.

Who founded SMP Financial Planning?

The founders of SMP Financial Planning are not publicly identified in the sources available. No principal names appear in state registration databases or public records.

What is the AUM of SMP Financial Planning?

The firm does not disclose its assets under management publicly. AUM is not listed on its state registration filings or any third-party data sources.

Where is SMP Financial Planning headquartered?

The headquarters location is not publicly documented. No address, city, or state is available from the sources consulted.

Does SMP Financial Planning serve institutions or only individuals?

Given its name and lack of institutional marketing, SMP Financial Planning likely focuses on individual retail clients. No institutional mandates or fund structures have been identified.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More RIA profiles