Single Family OfficeRIA · CRD 138174SEC-Registered

Updated:

Spurgeon Financial Group

SPURGEON FINANCIAL GROUP is an SEC-registered investment adviser in STOCKTON, CA. The firm manages approximately $38 million in regulatory assets.

Spurgeon Financial Group

SPURGEON FINANCIAL GROUP is an SEC-registered investment adviser in STOCKTON, CA. The firm manages approximately $38 million in regulatory assets. It has 2 employees and 1 investment adviser.

General information

Firm type

Single Family Office

Location

Region

North America

Country

United States

Principals

Charles Spurgeon

Principal

Frequently asked questions

What type of entity is Spurgeon Financial Group?

Spurgeon Financial Group is structured as a single-family office. It manages assets on behalf of the Spurgeon family and shows no indication of accepting outside capital or operating an investment management business for third parties.

Who makes investment decisions at the firm?

Charles Spurgeon is the only named principal associated with the firm in public records. Governance and investment committee structure are not publicly documented.

Does Spurgeon Financial Group commit to external funds or invest directly?

There is no public information confirming whether the office invests through fund commitments, direct deals, or a combination of both. The office's low profile suggests a preference for direct, privately negotiated investments.

What is the firm's known AUM or investment pace?

Spurgeon Financial Group has not publicly disclosed assets under management or annual deployment figures. No recent regulatory filings or press reports provide a reliable AUM range.

Is the firm affiliated with any other wealth management or advisory businesses?

No affiliations with external wealth managers, advisory firms, or operating companies are currently known. The entity's name and sparse public footprint point to an independent family office.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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