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Stock Plan Advisory Group LLC
STOCK PLAN ADVISORY GROUP LLC is an SEC-registered investment adviser in ALEXANDRIA, VA. It manages approximately $19 million in regulatory assets.
Stock Plan Advisory Group LLC
STOCK PLAN ADVISORY GROUP LLC is an SEC-registered investment adviser in ALEXANDRIA, VA. It manages approximately $19 million in regulatory assets. The firm has 1 employee and 1 investment adviser.
General information
Firm type
RIA
Frequently asked questions
What services does Stock Plan Advisory Group LLC provide?
The firm offers financial advisory focused on equity compensation planning. This includes strategies for managing concentrated stock positions, such as diversified investing, hedging, and structured sales.
Who is the typical client for Stock Plan Advisory Group LLC?
Stock Plan Advisory Group LLC serves corporate employees and executives who hold equity compensation awards like stock options or restricted stock units. These clients often face tax and liquidity decisions following grants or exercises.
How does Stock Plan Advisory Group LLC differ from a traditional wealth manager?
Traditional wealth managers often provide broad financial planning. Stock Plan Advisory Group LLC specializes specifically in equity compensation strategies, including 10b5-1 trading plans, option exercise analysis, and tax planning tied to stock awards.
Is Stock Plan Advisory Group LLC a registered investment advisor?
Per public records, Stock Plan Advisory Group LLC is registered as an RIA under the Securities and Exchange Commission. This registration imposes a fiduciary standard on the firm's advisory services.
Does Stock Plan Advisory Group LLC manage assets for family offices?
The firm's specialization in equity compensation advisory suggests it may serve family office clients whose concentrated wealth derives from corporate employment. However, the firm's client base is not publicly confirmed.
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