Stone House Investment Management

Stone House operates as a registered investment advisor, not a broker-dealer. This means the firm is held to a fiduciary standard requiring it to place client interests ahead of its own, and it does not earn commissions on securities transactions. As an RIA-only practice, its compensation comes from asset-based advisory fees rather than product sales, a structural distinction from wirehouse and bank-affiliated advisors.

The firm constructs discretionary portfolios using individual securities and third-party funds, with an emphasis on long-term, risk-aware allocation rather than tactical trading. Core equity holdings typically favor large-cap, dividend-paying companies, while fixed-income sleeves are built around municipal and investment-grade corporate bonds for income and capital preservation. The firm avoids speculative or levered strategies in client accounts.

Stone House serves individuals, high-net-worth families, trusts, and small institutional accounts. The client base is heavily concentrated in Northeastern Pennsylvania, with additional relationships in neighboring states. The firm's minimum account sizes are not publicly published but are consistent with a regional RIA serving mass-affluent and lower-high-net-worth households.

Stone House does not operate proprietary hedge fund or private equity vehicles. Exposure to alternatives is generally limited to publicly traded instruments such as REITs, listed infrastructure securities, and mutual funds with alternative strategy mandates. The firm's core competency remains in traditional equity and fixed-income portfolio management.

The firm maintains a single office in Scranton, Pennsylvania, and serves clients primarily in Lackawanna County and the broader Northeastern Pennsylvania region. Client relationships extend into the New York and New Jersey markets, but the firm does not operate additional branch offices or regional hubs.