RIA · CRD 14023SEC-Registered

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Synovus Securities

Synovus Securities is a wholly owned broker-dealer and RIA subsidiary of Synovus Financial Corp., the regional bank holding company headquartered in...

Synovus Securities

Synovus Securities is a wholly owned broker-dealer and RIA subsidiary of Synovus Financial Corp., the regional bank holding company headquartered in Columbus, Georgia. The firm traces its origins to the bank's wealth management and capital markets activities, which have been part of Synovus's service offerings for decades. It operates under the regulatory umbrella of FINRA and the SEC. The firm's strategy centers on fixed-income sales and trading, equity research, and wealth advisory services for institutional and high-net-worth clients. Key business lines include municipal and corporate bond underwriting, public finance advisory, and syndicate participation. Synovus Securities focuses on the southeastern United States, where the parent bank maintains over 250 branches. It does not operate a direct investment fund or manage third-party capital separate from the bank's balance sheet. Synovus Financial Corp. reported total assets of roughly $60 billion as of 2025 (per Synovus regulatory filings, 2025). The securities subsidiary is not separately disclosed on AUM. The firm employs registered representatives and investment advisor representatives across the bank's geographic footprint. No philanthropic foundation or separate family-office vehicle is publicly linked to the entity. Synovus Securities is structurally unique as a bank-owned securities firm — it provides distribution and advisory services rather than operating as a standalone investment manager or family office. Its regulatory classification as a broker-dealer and RIA, combined with its geographic concentration, distinguishes it from independent asset managers or single-family offices.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Columbus

Corporate office

Columbus, GA, United States

Frequently asked questions

Is Synovus Securities a family office or an investment firm?

Synovus Securities is a registered broker-dealer and RIA subsidiary of Synovus Financial Corp., a regional bank. It does not function as a family office or standalone investment manager. Its activities are limited to securities distribution, underwriting, and wealth advisory tied to the bank's client base.

What services does Synovus Securities provide?

The firm provides fixed-income sales and trading, municipal bond underwriting, public finance advisory, equity research, and wealth management for high-net-worth individuals and institutional clients. It operates primarily within the southeastern United States.

Who regulates Synovus Securities?

Synovus Securities is regulated by the U.S. Securities and Exchange Commission (SEC) and is a member of FINRA. It operates as a broker-dealer and registered investment advisor under the regulatory framework applicable to bank-owned securities firms.

Does Synovus Securities manage external capital or invest directly?

No. Synovus Securities does not manage external investment funds or engage in direct private equity or venture capital investing. Its role is limited to distributing securities, providing advisory services, and executing trades for bank clients. The parent bank's balance sheet is the source of capital for lending activities.

Where is Synovus Securities headquartered?

The firm is headquartered in Columbus, Georgia, alongside its parent company Synovus Financial Corp. Its operations extend across the southeastern U.S., with registered representatives located in bank branches throughout the region.

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