Asset ManagerRIA · CRD 40259

Updated:

The Logan Group Securities

The Logan Group Securities is a state-registered investment adviser with offices in Roseville, CA. It provides investment advice to clients. The firm is based...

The Logan Group Securities

The Logan Group Securities is a state-registered investment adviser with offices in Roseville, CA. It provides investment advice to clients. The firm is based in the Sacramento metropolitan area.

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

Roseville

Corporate office

New York, NY, United States

Sector focus

Financial Services

Frequently asked questions

What is The Logan Group Securities' regulatory status?

The Logan Group Securities operates as a FINRA-registered broker-dealer, placing it under the regulatory oversight of the Securities and Exchange Commission and subject to FINRA rules on capital adequacy, anti-money laundering, and client suitability. This registration enables the firm to participate in syndicated private placements and solicit institutional accounts in a compliant framework. The designation distinguishes it from the large universe of unregistered finders and advisors operating in the private-placement market.

How does The Logan Group Securities source its deal flow?

Detailed sourcing mechanics are not publicly disclosed. Industry convention for similarly structured broker-dealers points to principal-driven origination networks, professional-service-firm referrals (law and accounting), and repeat-issuer relationships. The firm's FINRA registration provides a compliance umbrella under which transaction sources can be formalized via written selling agreements, differentiating its sourcing model from informal capital-introduction networks.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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