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RIA · CRD 307965State-Registered Investment Adviser

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Third Coast Securities LLC

THIRD COAST SECURITIES LLC is a state-registered investment adviser in Traverse City, MI. The firm manages approximately $5 million in regulatory assets, $1...

Overview

THIRD COAST SECURITIES LLC is a state-registered investment adviser in Traverse City, MI. The firm manages approximately $5 million in regulatory assets, $1 million on a discretionary basis. It has 1 employee and 1 investment adviser.

General information

Location

Region

North America

Country

United States

City

Traverse City

Corporate office

Chicago, IL, United States

Sector focus

Financial ServicesReal Estate

Frequently asked questions

Who leads the firm's deal teams?

The firm is built around senior bankers who are directly involved in each mandate. Named professionals are not publicly listed on the firm's website, but the model emphasizes partner-level attention on each transaction.

Which sectors does Third Coast Securities specialize in?

The firm concentrates on real estate, financial services, business services, and industrial services. It does not track a broad multi-sector platform, preferring to go deep within these verticals (per the firm's deal announcements).

Is Third Coast Securities affiliated with a larger financial institution?

No. Third Coast Securities operates as an independent, boutique investment bank. It is not a subsidiary of a bank or holding company, and it does not have a merchant banking or principal investment arm.

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