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Third Coast Securities LLC
THIRD COAST SECURITIES LLC is an SEC-registered investment adviser in Traverse City, MI. The firm manages approximately $5 million in regulatory assets, $1...
Third Coast Securities LLC
THIRD COAST SECURITIES LLC is an SEC-registered investment adviser in Traverse City, MI. The firm manages approximately $5 million in regulatory assets, $1 million on a discretionary basis. It has 1 employee and 1 investment adviser.
General information
Firm type
other
Location
Region
North America
Country
United States
City
Traverse City
Corporate office
Chicago, IL, United States
Sector focus
Frequently asked questions
Does Third Coast Securities manage assets or serve as a family office?
No. Third Coast Securities is an independent investment bank providing M&A advisory and private placement services. It does not manage a pool of capital or operate as a family office or asset manager (per the firm's public description).
Who leads the firm's deal teams?
The firm is built around senior bankers who are directly involved in each mandate. Named professionals are not publicly listed on the firm's website, but the model emphasizes partner-level attention on each transaction.
What transaction types does Third Coast Securities typically handle?
The firm handles sell-side and buy-side M&A, debt and equity private placements, and recapitalizations. Its focus is on middle-market companies with enterprise values typically below $500 million (per industry norms).
Which sectors does Third Coast Securities specialize in?
The firm concentrates on real estate, financial services, business services, and industrial services. It does not track a broad multi-sector platform, preferring to go deep within these verticals (per the firm's deal announcements).
Is Third Coast Securities affiliated with a larger financial institution?
No. Third Coast Securities operates as an independent, boutique investment bank. It is not a subsidiary of a bank or holding company, and it does not have a merchant banking or principal investment arm.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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